Lexington Compliance is the ongoing compliance consulting division of RIA in a Box. We offer an array of services to help keep your Registered Investment Advisory firm in compliance.
Our team of former state regulators has a unique compliance expertise which spans both SEC and state-level investment adviser regulations.
Our on-going monthly compliance services packages are designed to fit every investment adviser's budget and range from $99 to $1,845 per month. We believe we offer incredible value that can't be matched: