Who We Are

Lexington Compliance, a division of RIA in a Box, is a registered investment adviser (RIA) compliance consulting firm. We are staffed by a team of former investment adviser regulators and compliance professionals.

We complement our years of compliance experience with cutting-edge compliance technology to make the job of your firm’s Chief Compliance (CCO) as easy as possible.

RIA Compliance Services

We offer a variety of compliance support packages to assist RIA firms of all sizes. From the new RIA firm to the multi-billion dollar investment adviser, we offer tailored compliance support at an affordable price.

Our compliance experts have years of industry and regulatory experience. Regulators know that our investment adviser clients are serious about creating a “Culture of Compliance.”

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